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STELLUS CAPITAL MANAGEMENT, LLC
CRD 160115File 801-73036
APPROVED
Custody
Filing as of Jul 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.51B
Top 25% of cohort (national)
Discretionary AUM
$3.51B
Clients
20
20 accounts
Employees
36
Top 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 17, 2012
- Principal office
- 4400 POST OAK PARKWAY, SUITE 2200, HOUSTON, TX, 77027
- Phone
- 713-292-5400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.51B
- Discretionary AUM
- $3.51B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 20
- Non-discretionary accounts
- 0
- Total accounts
- 20
- AUM per client
- $175.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 19 | $2.47B |
| Business development companies | 1 | $1.04B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 37 | 36 | decreased by1 |
| Apr 1, 2026 | Clients | 19 | 20 | increased by1 |
| Apr 1, 2026 | AUM | $3,366,744,000 | $3,508,120,289 | increased by$141,376,289 |
| Apr 1, 2026 | Accounts | 19 | 20 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 29 | 37 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 18 | 19 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,414,562,830 | $3,366,744,000 | increased by$952,181,170 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 18 | 19 | increased by1 |
| Apr 1, 2022 | Employees | 27 | 29 | increased by2 |
| Apr 1, 2022 | Clients | 13 | 18 | increased by5 |
| Apr 1, 2022 | AUM | $1,615,073,756 | $2,414,562,830 | increased by$799,489,074 |
| Apr 1, 2022 | Accounts | 13 | 18 | increased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STELLUS CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STELLUS CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.