400 CAPITAL MANAGEMENT LLC

CRD 160089File 801-74346

APPROVED

Custody

Filing as of Jul 1, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$9.04B

Top 10% of cohort (national)

Discretionary AUM

$9.04B

Clients

23 accounts

Employees

Top 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Mar 27, 2012
Principal office: 660 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY, 10103
Phone: (212) 612-3101
Website: https://400capital.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $9.04B
Discretionary AUM: $9.04B
Non-discretionary AUM: $0
Discretionary accounts: 23
Non-discretionary accounts: 0
Total accounts: 23
AUM per client: $451.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	20	$7.19B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	23	20
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.