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PENNYBACKER CAPITAL MANAGEMENT, LLC
CRD 160056File 801-73385
APPROVED
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.86B
Top 25% of cohort (national)
Discretionary AUM
$4.26B
Non-discretionary $603.5M
Clients
33
33 accounts
Employees
63
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Mar 30, 2012
- Principal office
- 1111 W 6TH ST, BLDG A SUITE 200, AUSTIN, TX, 78703
- Phone
- 512-610-2910
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.86B
- Discretionary AUM
- $4.26B
- Non-discretionary AUM
- $603.5M
- Discretionary accounts
- 31
- Non-discretionary accounts
- 2
- Total accounts
- 33
- AUM per client
- $147.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 33 | $4.86B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — CONSTRUCTION MANAGEMENT AND PROPERTY MANAGEMENT FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 61 | 63 | increased by2 |
| Apr 1, 2026 | Clients | 31 | 33 | increased by2 |
| Apr 1, 2026 | AUM | $5,181,513,768 | $4,861,965,170 | decreased by$319,548,598 |
| Apr 1, 2026 | Accounts | 31 | 33 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 39 | 61 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 23 | 31 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,284,489,930 | $5,181,513,768 | increased by$2,897,023,838 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 23 | 31 | increased by8 |
| Apr 1, 2022 | Employees | 36 | 39 | increased by3 |
| Apr 1, 2022 | Clients | 13 | 23 | increased by10 |
| Apr 1, 2022 | AUM | $2,121,916,115 | $2,284,489,930 | increased by$162,573,815 |
| Apr 1, 2022 | Accounts | 13 | 23 | increased by10 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PENNYBACKER CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PENNYBACKER CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.