RIALTO CAPITAL MANAGEMENT, LLC

CRD 159998File 801-74178

APPROVED

Custody

Disclosure events

Filing as of Jul 6, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$21.73B

Top 10% of cohort (national)

Discretionary AUM

$9.97B

Non-discretionary $11.76B

Clients

66 accounts

Employees

Top 10% of cohort in FL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: Mar 30, 2012
Principal office: 200 SOUTH BISCAYNE BOULEVARD, 3550, MIAMI, FL, 33131
Phone: 305-485-2077
Website: HTTP://RIALTOCAPITAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $21.73B
Discretionary AUM: $9.97B
Non-discretionary AUM: $11.76B
Discretionary accounts: 64
Non-discretionary accounts: 2
Total accounts: 66
AUM per client: $329.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	66	$21.73B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

Q11C2
Q11C4
Q11C5

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	93	82	decreased by11
Apr 1, 2026	Clients	65	66	increased by1
Apr 1, 2026	AUM	$18,431,963,951	$21,734,263,139	increased by$3,302,299,188
Apr 1, 2026	Accounts	67	66	decreased by1
May 1, 2025 vs Oct 1, 2022	Employees	71	93	increased by22
May 1, 2025 vs Oct 1, 2022	Clients	63	65	increased by2
May 1, 2025 vs Oct 1, 2022	AUM	$9,237,347,004	$18,431,963,951	increased by$9,194,616,947
May 1, 2025 vs Oct 1, 2022	Accounts	65	67	increased by2
Apr 1, 2022	Employees	60	71	increased by11
Apr 1, 2022	Clients	61	63	increased by2
Apr 1, 2022	AUM	$6,466,134,818	$9,237,347,004	increased by$2,771,212,186
Apr 1, 2022	Accounts	64	65	increased by1
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “RIALTO CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RIALTO CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.