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WACKER & ASSOCIATES, INC.
CRD 159879File 801-132015
APPROVED
Retail clients
Disclosure events
Filing as of Apr 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$180.2M
Bottom 25% of cohort (national)
Discretionary AUM
$80.6M
Non-discretionary $99.5M
Clients
183
421 accounts
Employees
4
Bottom 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 21, 2025
- Principal office
- 208 SHERMAN STREET, JACKSON, MN, 56143
- Phone
- 507-847-3886
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $180.2M
- Discretionary AUM
- $80.6M
- Non-discretionary AUM
- $99.5M
- Discretionary accounts
- 322
- Non-discretionary accounts
- 99
- Total accounts
- 421
- AUM per client
- $985K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $4.6M |
| Charitable organizations | 3 | $7.4M |
| High net worth individuals | 39 | $52.9M |
| Pension and profit sharing plans | 4 | $72.4M |
| Individuals (other than high net worth individuals) | 133 | $42.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E1
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 3 | 4 | increased by1 |
| Apr 1, 2026 | Clients | 141 | 183 | increased by42 |
| Apr 1, 2026 | AUM | $141,707,357 | $180,181,134 | increased by$38,473,777 |
| Apr 1, 2026 | Accounts | 303 | 421 | increased by118 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WACKER ASSOCIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WACKER ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.