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LATERAL INVESTMENT MANAGEMENT, LLC
CRD 159649File 801-112357
APPROVED
Custody
Disclosure events
Filing as of Jun 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.00B
Above cohort median (national)
Discretionary AUM
$846.9M
Non-discretionary $157.0M
Clients
23
23 accounts
Employees
24
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 23, 2018
- Principal office
- 250 CALIFORNIA DRIVE, SUITE 301, BURLINGAME, CA, 94010
- Phone
- 650-396-2200
- Website
- HTTP://WWW.LATERALIM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.00B
- Discretionary AUM
- $846.9M
- Non-discretionary AUM
- $157.0M
- Discretionary accounts
- 14
- Non-discretionary accounts
- 9
- Total accounts
- 23
- AUM per client
- $43.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 23 | $1.00B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — A PERCENTAGE OF COMMITTED AND/OR INVESTED CAPITAL
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 21 | 24 | increased by3 |
| Apr 1, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Clients | 21 | 23 | increased by2 |
| Apr 1, 2026 | AUM | $847,663,764 | $1,003,867,391 | increased by$156,203,627 |
| Apr 1, 2026 | Accounts | 21 | 23 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 21 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 12 | 21 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $573,834,102 | $847,663,764 | increased by$273,829,662 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 12 | 21 | increased by9 |
| Apr 1, 2022 | Employees | 12 | 13 | increased by1 |
| Apr 1, 2022 | AUM | $497,752,962 | $573,834,102 | increased by$76,081,140 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LATERAL INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LATERAL INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.