PRICAP ADVISORS LLC

CRD 159614File 801-73218

APPROVED

Retail clients

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$41.7M

Bottom 25% of cohort (national)

Discretionary AUM

$41.7M

Clients

37 accounts

Employees

Bottom 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Mar 21, 2012
Principal office: 100 PARK AVE, 16TH FLOOR, NEW YORK, NY, 10017
Phone: 212-372-8922
Website: HTTP://WWW.PRICAP.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $41.7M
Discretionary AUM: $41.7M
Non-discretionary AUM: $0
Discretionary accounts: 37
Non-discretionary accounts: 0
Total accounts: 37
AUM per client: $2.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$3.6M
Other investment advisers	Fewer than 5	$1.3M
High net worth individuals	7	$24.5M
Pooled investment vehicles	2	$5.7M
Pension and profit sharing plans	Fewer than 5	$3.0M
Individuals (other than high net worth individuals)	Fewer than 5	$3.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.