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TRANSWESTERN INVESTMENTS
Legal name: TRANSWESTERN INVESTMENT MANAGEMENT, LLC
CRD 159520File 801-76546
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.75B
Top 25% of cohort (national)
Discretionary AUM
$937.0M
Non-discretionary $2.81B
Clients
5
7 accounts
Employees
31
Top 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- May 23, 2012
- Principal office
- 8235 DOUGLAS AVENUE, SUITE 450, DALLAS, TX, 75225
- Phone
- 214-572-9817
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.75B
- Discretionary AUM
- $937.0M
- Non-discretionary AUM
- $2.81B
- Discretionary accounts
- 3
- Non-discretionary accounts
- 4
- Total accounts
- 7
- AUM per client
- $749.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 5 | $1.51B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — ACQUISITION FEE
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 7 | 5 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.