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ULRICH INVESTMENT CONSULTANTS
Legal name: ULRICH CONSULTING AND INVESTMENT GROUP, LLC
CRD 159499File 801-72880
APPROVED
Retail clients
Custody
Filing as of Jan 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.62B
Top 25% of cohort (national)
Discretionary AUM
$2.33B
Non-discretionary $1.29B
Clients
280
1,032 accounts
Employees
22
Top 10% of cohort in NM
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Dec 2, 2011
- Principal office
- 1805 RIO GRANDE BOULEVARD NW, SUITE 1, ALBUQUERQUE, NM, 87104
- Phone
- 505-224-9100
- Website
- HTTP://WWW.ULRICHCG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.62B
- Discretionary AUM
- $2.33B
- Non-discretionary AUM
- $1.29B
- Discretionary accounts
- 970
- Non-discretionary accounts
- 62
- Total accounts
- 1,032
- AUM per client
- $12.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $2.8M |
| Charitable organizations | 18 | $120.7M |
| High net worth individuals | 105 | $573.2M |
| Pension and profit sharing plans | 16 | $184.6M |
| Individuals (other than high net worth individuals) | 135 | $153.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 301 | 280 | decreased by21 |
| Feb 1, 2026 | Employees | 27 | 22 | decreased by5 |
| Feb 1, 2026 | Clients | 278 | 301 | increased by23 |
| Feb 1, 2026 | AUM | $3,196,950,001 | $3,619,832,252 | increased by$422,882,251 |
| Feb 1, 2026 | Accounts | 1,002 | 1,032 | increased by30 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 27 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 212 | 278 | increased by66 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,982,200,342 | $3,196,950,001 | increased by$1,214,749,659 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 661 | 1,002 | increased by341 |
| Apr 1, 2022 | Employees | 10 | 11 | increased by1 |
| Apr 1, 2022 | Clients | 266 | 212 | decreased by54 |
| Apr 1, 2022 | AUM | $1,678,461,881 | $1,982,200,342 | increased by$303,738,461 |
| Apr 1, 2022 | Accounts | 565 | 661 | increased by96 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ULRICH INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ULRICH INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.