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HARVEST INVESTMENT SERVICES, LLC
CRD 159390File 801-79232
APPROVED
Retail clients
Filing as of May 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$758.4M
Above cohort median (national)
Discretionary AUM
$758.4M
Clients
1,508
3,427 accounts
Employees
38
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 24, 2014
- Principal office
- 1 TRANSAM PLAZA DRIVE, SUITE 230, OAKBROOK TERRACE, IL, 60181-4285
- Phone
- (630) 613-9230
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $758.4M
- Discretionary AUM
- $758.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,427
- Non-discretionary accounts
- 0
- Total accounts
- 3,427
- AUM per client
- $503K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 184 | $367.5M |
| Pooled investment vehicles | 8 | $142.8M |
| Individuals (other than high net worth individuals) | 1,316 | $248.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 32 | 38 | increased by6 |
| Apr 1, 2026 | Clients | 1,393 | 1,508 | increased by115 |
| Apr 1, 2026 | AUM | $534,204,368 | $758,399,399 | increased by$224,195,031 |
| Apr 1, 2026 | Accounts | 3,335 | 3,427 | increased by92 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 22 | 32 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 845 | 1,393 | increased by548 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $291,831,278 | $534,204,368 | increased by$242,373,090 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,419 | 3,335 | increased by916 |
| Apr 1, 2022 | Employees | 21 | 22 | increased by1 |
| Apr 1, 2022 | Clients | 830 | 845 | increased by15 |
| Apr 1, 2022 | AUM | $265,576,404 | $291,831,278 | increased by$26,254,874 |
| Apr 1, 2022 | Accounts | 1,884 | 2,419 | increased by535 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HARVEST INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HARVEST INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.