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WEISS FINANCIAL GROUP LLC
CRD 159331File 801-72871
APPROVED
Retail clients
Custody
Filing as of Jan 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$90.0M
Bottom 25% of cohort (national)
Discretionary AUM
$86.8M
Non-discretionary $3.3M
Clients
109
249 accounts
Employees
2
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 2, 2011
- Principal office
- 704 ROUTE 6, MAHOPAC, NY, 10541
- Phone
- 845-621-4700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $90.0M
- Discretionary AUM
- $86.8M
- Non-discretionary AUM
- $3.3M
- Discretionary accounts
- 246
- Non-discretionary accounts
- 3
- Total accounts
- 249
- AUM per client
- $826K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $102K |
| High net worth individuals | 31 | $58.8M |
| Pension and profit sharing plans | Fewer than 5 | $8.5M |
| Individuals (other than high net worth individuals) | 74 | $22.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.