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CANTOR FITZGERALD INVESTMENT ADVISORS
Legal name: CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.
CRD 159296File 801-72852
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.24B
Top 25% of cohort (national)
Discretionary AUM
$3.24B
Clients
1,295
1,302 accounts
Employees
35
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 15, 2011
- Principal office
- 110 EAST 59TH STREET, 7TH FLOOR, NEW YORK, NY, 10022
- Phone
- (212) 915-1722
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.24B
- Discretionary AUM
- $3.24B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,302
- Non-discretionary accounts
- 0
- Total accounts
- 1,302
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 24 | $47.2M |
| Investment companies | 6 | $1.68B |
| Charitable organizations | 35 | $46.0M |
| High net worth individuals | 625 | $1.14B |
| Pooled investment vehicles | 3 | $114.6M |
| Pension and profit sharing plans | 10 | $21.8M |
| Individuals (other than high net worth individuals) | 592 | $187.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — ASSETS UNDER A RESEARCH PROVIDER ARRANGEMENT
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,286 | 1,295 | increased by9 |
| Apr 1, 2026 | AUM | $2,384,816,869 | $3,240,009,707 | increased by$855,192,838 |
| Apr 1, 2026 | Accounts | 1,286 | 1,302 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 32 | 35 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,778 | 1,286 | decreased by492 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,998,094,554 | $2,384,816,869 | decreased by$1,613,277,685 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,777 | 1,286 | decreased by491 |
| Oct 1, 2022 | Clients | 1,777 | 1,778 | increased by1 |
| Oct 1, 2022 | AUM | $3,598,094,554 | $3,998,094,554 | increased by$400,000,000 |
| Oct 1, 2022 | Accounts | 1,776 | 1,777 | increased by1 |
| Aug 1, 2022 | Clients | 1,776 | 1,777 | increased by1 |
| Apr 1, 2022 | Clients | 1,784 | 1,776 | decreased by8 |
| Apr 1, 2022 | AUM | $3,474,258,450 | $3,598,094,554 | increased by$123,836,104 |
| Apr 1, 2022 | Accounts | 1,782 | 1,776 | decreased by6 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CANTOR FITZGERALD” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CANTOR FITZGERALD” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.