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PACIFIC CAPITAL
Legal name: PACIFIC CAPITAL WEALTH ADVISORS, INC.
CRD 159294File 801-80494
APPROVED
Retail clients
Custody
Filing as of Sep 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$820.6M
Above cohort median (national)
Discretionary AUM
$820.6M
Clients
78
336 accounts
Employees
9
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Nov 3, 2014
- Principal office
- 1861 CALIFORNIA AVENUE, SUITE 101, CORONA, CA, 92881
- Phone
- 844-777-8777
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $820.6M
- Discretionary AUM
- $820.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 336
- Non-discretionary accounts
- 0
- Total accounts
- 336
- AUM per client
- $10.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 1 | $11.9M |
| High net worth individuals | 59 | $806.0M |
| Pension and profit sharing plans | 5 | $0 |
| Individuals (other than high net worth individuals) | 13 | $2.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — % OF PLAN ASSETS; REFERRAL FEES FROM OTHER ADVISERS
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 9, 2026 | Clients | 79 | 78 | decreased by1 |
| Sep 9, 2026 | AUM | $668,641,467 | $820,635,175 | increased by$151,993,708 |
| Sep 9, 2026 | Accounts | 309 | 336 | increased by27 |
| Apr 1, 2026 | Clients | 75 | 79 | increased by4 |
| Apr 1, 2026 | AUM | $654,689,148 | $668,641,467 | increased by$13,952,319 |
| Apr 1, 2026 | Accounts | 298 | 309 | increased by11 |
| Jan 1, 2026 | Custody | No | Yes | |
| Jan 1, 2026 | Clients | 154 | 75 | decreased by79 |
| Jan 1, 2026 | AUM | $654,348,900 | $654,689,148 | increased by$340,248 |
| Jan 1, 2026 | Accounts | 577 | 298 | decreased by279 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 9 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 141 | 154 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $386,532,536 | $654,348,900 | increased by$267,816,364 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 442 | 577 | increased by135 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PACIFIC CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PACIFIC CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.