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PENTO PORTFOLIO STRATEGIES, LLC
CRD 159217File 801-121261
APPROVED
Retail clients
Filing as of May 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$237.3M
Below cohort median (national)
Discretionary AUM
$237.3M
Clients
874
874 accounts
Employees
3
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 20, 2021
- Principal office
- 999 VANDERBILT BEACH RD, SUITE 200, NAPLES, FL, 34108
- Phone
- 732-772-9500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $237.3M
- Discretionary AUM
- $237.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 874
- Non-discretionary accounts
- 0
- Total accounts
- 874
- AUM per client
- $271K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 766 | $220.1M |
| Individuals (other than high net worth individuals) | 108 | $17.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — THIRD PARTY COMPENSATION SIGNAL INV
- Subscription fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.