PENTO PORTFOLIO STRATEGIES, LLC

CRD 159217File 801-121261

APPROVED

Retail clients

Filing as of May 1, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$237.3M

Below cohort median (national)

Discretionary AUM

$237.3M

Clients

874

874 accounts

Employees

Below cohort median in FL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: May 20, 2021
Principal office: 999 VANDERBILT BEACH RD, SUITE 200, NAPLES, FL, 34108
Phone: 732-772-9500
Website: HTTPS://WWW.PENTOPORT.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $237.3M
Discretionary AUM: $237.3M
Non-discretionary AUM: $0
Discretionary accounts: 874
Non-discretionary accounts: 0
Total accounts: 874
AUM per client: $271K

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	766	$220.1M
Individuals (other than high net worth individuals)	108	$17.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — THIRD PARTY COMPENSATION SIGNAL INV
Subscription fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Clients	687	874	increased by187
Apr 1, 2026	AUM	$210,466,543	$237,261,430	increased by$26,794,887
Apr 1, 2026	Accounts	687	874	increased by187
May 1, 2025 vs Oct 1, 2022	Clients	472	687	increased by215
May 1, 2025 vs Oct 1, 2022	AUM	$202,185,856	$210,466,543	increased by$8,280,687
May 1, 2025 vs Oct 1, 2022	Accounts	472	687	increased by215
Jun 1, 2022	Clients	457	472	increased by15
Jun 1, 2022	AUM	$191,480,135	$202,185,856	increased by$10,705,721
Jun 1, 2022	Accounts	457	472	increased by15
Apr 1, 2022	Clients	425	457	increased by32
Apr 1, 2022	AUM	$156,080,974	$191,480,135	increased by$35,399,161
Apr 1, 2022	Accounts	425	457	increased by32
Dec 1, 2021	Clients	285	425	increased by140
Dec 1, 2021	AUM	$112,688,891	$156,080,974	increased by$43,392,083
Dec 1, 2021	Accounts	323	425	increased by102

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “PENTO PORTFOLIO” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PENTO PORTFOLIO” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.