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ICONIQ CAPITAL, LLC
CRD 159198File 801-72878
APPROVED
Retail clients
Custody
Filing as of Aug 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$117.53B
Top 10% of cohort (national)
Discretionary AUM
$85.82B
Non-discretionary $31.71B
Clients
846
1,651 accounts
Employees
513
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Dec 1, 2011
- Principal office
- 50 BEALE ST., STE 2300, SAN FRANCISCO, CA, 94105
- Phone
- 415-967-7763
- Website
- https://www.iconiq.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $117.53B
- Discretionary AUM
- $85.82B
- Non-discretionary AUM
- $31.71B
- Discretionary accounts
- 698
- Non-discretionary accounts
- 953
- Total accounts
- 1,651
- AUM per client
- $138.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $0 |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 113 | $24.11B |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 380 | $10.77B |
| Pooled investment vehicles | 353 | $82.65B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 463 | 513 | increased by50 |
| Apr 1, 2026 | Clients | 791 | 846 | increased by55 |
| Apr 1, 2026 | AUM | $95,050,705,302 | $117,526,862,202 | increased by$22,476,156,900 |
| Apr 1, 2026 | Accounts | 1,537 | 1,651 | increased by114 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 378 | 463 | increased by85 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 629 | 791 | increased by162 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $89,112,612,606 | $95,050,705,302 | increased by$5,938,092,696 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,276 | 1,537 | increased by261 |
| Apr 1, 2022 | Employees | 293 | 378 | increased by85 |
| Apr 1, 2022 | Clients | 506 | 629 | increased by123 |
| Apr 1, 2022 | AUM | $60,542,420,314 | $89,112,612,606 | increased by$28,570,192,292 |
| Apr 1, 2022 | Accounts | 1,188 | 1,276 | increased by88 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ICONIQ CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ICONIQ CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.