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SIGNAL SECURITIES, INC.
CRD 15916File 801-63630
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$679.1M
Above cohort median (national)
Discretionary AUM
$46.4M
Non-discretionary $632.7M
Clients
1,137
1,920 accounts
Employees
35
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Nov 4, 2004
- Principal office
- 700 THROCKMORTON, FORT WORTH, TX, 76102
- Phone
- 817-877-4256
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $679.1M
- Discretionary AUM
- $46.4M
- Non-discretionary AUM
- $632.7M
- Discretionary accounts
- 93
- Non-discretionary accounts
- 1,827
- Total accounts
- 1,920
- AUM per client
- $597K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 326 | $553.9M |
| Individuals (other than high net worth individuals) | 811 | $125.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.

