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SIGNAL SECURITIES, INC.
CRD 15916File 801-63630
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$679.1M
Above cohort median (national)
Discretionary AUM
$46.4M
Non-discretionary $632.7M
Clients
1,137
1,920 accounts
Employees
35
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Nov 4, 2004
- Principal office
- 700 THROCKMORTON, FORT WORTH, TX, 76102
- Phone
- 817-877-4256
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $679.1M
- Discretionary AUM
- $46.4M
- Non-discretionary AUM
- $632.7M
- Discretionary accounts
- 93
- Non-discretionary accounts
- 1,827
- Total accounts
- 1,920
- AUM per client
- $597K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 326 | $553.9M |
| Individuals (other than high net worth individuals) | 811 | $125.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 37 | 35 | decreased by2 |
| Apr 1, 2026 | Clients | 1,090 | 1,137 | increased by47 |
| Apr 1, 2026 | AUM | $599,186,467 | $679,084,856 | increased by$79,898,389 |
| Apr 1, 2026 | Accounts | 1,832 | 1,920 | increased by88 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 42 | 37 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,849 | 1,090 | decreased by759 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $603,327,538 | $599,186,467 | decreased by$4,141,071 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,849 | 1,832 | decreased by17 |
| Apr 1, 2022 | Employees | 44 | 42 | decreased by2 |
| Apr 1, 2022 | Clients | 1,070 | 1,849 | increased by779 |
| Apr 1, 2022 | AUM | $503,096,931 | $603,327,538 | increased by$100,230,607 |
| Apr 1, 2022 | Accounts | 1,787 | 1,849 | increased by62 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SIGNAL SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SIGNAL SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.