← Directory
HERITAGE WEALTH MANAGEMENT
Legal name: HERITAGE WEALTH MANAGEMENT, INC.
CRD 159158File 801-132674
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$153.2M
Bottom 25% of cohort (national)
Discretionary AUM
$153.2M
Clients
218
369 accounts
Employees
2
Bottom 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 30, 2025
- Principal office
- 100 TRADE CENTER DRIVE, SUITE G-700, WOBURN, MA, 01801
- Phone
- 800-620-9330
- Website
- HTTP://WWW.HWMCORP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $153.2M
- Discretionary AUM
- $153.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 369
- Non-discretionary accounts
- 0
- Total accounts
- 369
- AUM per client
- $703K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $232K |
| Charitable organizations | Fewer than 5 | $1.2M |
| High net worth individuals | 82 | $114.0M |
| Individuals (other than high net worth individuals) | 133 | $37.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D4
- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 195 | 218 | increased by23 |
| Apr 1, 2026 | AUM | $118,313,865 | $153,221,579 | increased by$34,907,714 |
| Apr 1, 2026 | Accounts | 354 | 369 | increased by15 |
| Dec 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HERITAGE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HERITAGE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.