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HERITAGE WEALTH MANAGEMENT
Legal name: HERITAGE WEALTH MANAGEMENT, INC.
CRD 159158File 801-132674
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$153.2M
Bottom 25% of cohort (national)
Discretionary AUM
$153.2M
Clients
218
369 accounts
Employees
2
Bottom 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 30, 2025
- Principal office
- 100 TRADE CENTER DRIVE, SUITE G-700, WOBURN, MA, 01801
- Phone
- 800-620-9330
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $153.2M
- Discretionary AUM
- $153.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 369
- Non-discretionary accounts
- 0
- Total accounts
- 369
- AUM per client
- $703K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $232K |
| Charitable organizations | Fewer than 5 | $1.2M |
| High net worth individuals | 82 | $114.0M |
| Individuals (other than high net worth individuals) | 133 | $37.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D4
- Q11D5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.