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FINANCIAL ENHANCEMENT GROUP
Legal name: FINANCIAL ENHANCEMENT GROUP LLC
CRD 159017File 801-72907
APPROVED
Retail clients
Custody
Filing as of Sep 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$987.0M
Above cohort median (national)
Discretionary AUM
$987.0M
Clients
1,281
3,599 accounts
Employees
25
Top 25% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 3, 2012
- Principal office
- 2704 ENTERPRISE DRIVE, ANDERSON, IN, 46013
- Phone
- 765-640-1524
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $987.0M
- Discretionary AUM
- $987.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,599
- Non-discretionary accounts
- 0
- Total accounts
- 3,599
- AUM per client
- $770K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 21 | $24.8M |
| Charitable organizations | 3 | $2.4M |
| High net worth individuals | 261 | $643.5M |
| Individuals (other than high net worth individuals) | 996 | $316.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 24 | 25 | increased by1 |
| Mar 1, 2026 | Employees | 26 | 24 | decreased by2 |
| Mar 1, 2026 | Clients | 1,221 | 1,281 | increased by60 |
| Mar 1, 2026 | AUM | $831,506,691 | $986,999,188 | increased by$155,492,497 |
| Mar 1, 2026 | Accounts | 3,412 | 3,599 | increased by187 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 19 | 26 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,102 | 1,221 | increased by119 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $703,479,364 | $831,506,691 | increased by$128,027,327 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,045 | 3,412 | increased by367 |
| Mar 1, 2022 | Clients | 1,057 | 1,102 | increased by45 |
| Mar 1, 2022 | AUM | $588,653,398 | $703,479,364 | increased by$114,825,966 |
| Mar 1, 2022 | Accounts | 2,880 | 3,045 | increased by165 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIAL ENHANCEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL ENHANCEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.