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GIMBAL FINANCIAL, LLC
CRD 159003File 801-110875
APPROVED
Retail clients
Custody
Filing as of Mar 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$290.0M
Below cohort median (national)
Discretionary AUM
$270.4M
Non-discretionary $19.7M
Clients
388
847 accounts
Employees
6
Below cohort median in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 24, 2017
- Principal office
- 620 N. RANGELINE ROAD, CARMEL, IN, 46032
- Phone
- 317-578-1600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $290.0M
- Discretionary AUM
- $270.4M
- Non-discretionary AUM
- $19.7M
- Discretionary accounts
- 843
- Non-discretionary accounts
- 4
- Total accounts
- 847
- AUM per client
- $747K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $772K |
| Charitable organizations | Fewer than 5 | $2.7M |
| High net worth individuals | 106 | $154.8M |
| Pension and profit sharing plans | Fewer than 5 | $19.7M |
| Individuals (other than high net worth individuals) | 274 | $112.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.