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NOVEM GROUP
CRD 158964File 801-72741
APPROVED
Retail clients
Filing as of Feb 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.72B
Top 25% of cohort (national)
Discretionary AUM
$1.45B
Non-discretionary $262.7M
Clients
3,653
5,571 accounts
Employees
52
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 22, 2011
- Principal office
- 350 LINDEN OAKS, SUITE 140, ROCHESTER, NY, 14625
- Phone
- 585-348-9525
- Website
- HTTPS://WWW.NOVEMGROUP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.72B
- Discretionary AUM
- $1.45B
- Non-discretionary AUM
- $262.7M
- Discretionary accounts
- 5,396
- Non-discretionary accounts
- 175
- Total accounts
- 5,571
- AUM per client
- $470K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $0 |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $1.3M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 260 | $546.9M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 137 | $343.6M |
| State or municipal government entities | Fewer than 5 | $118K |
| Individuals (other than high net worth individuals) | 3,253 | $825.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.