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CWA ASSET MANAGEMENT GROUP
Legal name: CWA ASSET MANAGEMENT GROUP, LLC
CRD 158940File 801-79715
APPROVED
Retail clients
Custody
Filing as of Jul 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.51B
Top 25% of cohort (national)
Discretionary AUM
$4.27B
Non-discretionary $243.7M
Clients
1,976
5,041 accounts
Employees
67
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 22, 2014
- Principal office
- 9130 GALLERIA COURT, THIRD FLOOR, NAPLES, FL, 34109
- Phone
- 239-434-7434
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.51B
- Discretionary AUM
- $4.27B
- Non-discretionary AUM
- $243.7M
- Discretionary accounts
- 4,839
- Non-discretionary accounts
- 202
- Total accounts
- 5,041
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 43 | $71.5M |
| Charitable organizations | 15 | $50.8M |
| High net worth individuals | 923 | $3.91B |
| Pooled investment vehicles | 3 | $23.5M |
| Pension and profit sharing plans | 40 | $116.2M |
| Individuals (other than high net worth individuals) | 952 | $347.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 60 | 67 | increased by7 |
| Apr 1, 2026 | Clients | 1,829 | 1,976 | increased by147 |
| Apr 1, 2026 | AUM | $4,065,327,201 | $4,514,473,566 | increased by$449,146,365 |
| Apr 1, 2026 | Accounts | 4,702 | 5,041 | increased by339 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 52 | 60 | increased by8 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 1,575 | 1,829 | increased by254 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $3,340,660,207 | $4,065,327,201 | increased by$724,666,994 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 4,208 | 4,702 | increased by494 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 42 | 52 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,134 | 1,575 | increased by441 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,018,789,339 | $3,340,660,207 | increased by$1,321,870,868 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,134 | 4,208 | increased by3,074 |
| Apr 1, 2022 | Employees | 41 | 42 | increased by1 |
| Apr 1, 2022 | Clients | 1,100 | 1,134 | increased by34 |
| Apr 1, 2022 | AUM | $1,661,883,249 | $2,018,789,339 | increased by$356,906,090 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CWA ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CWA ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.