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RICHMOND BROTHERS, INC.
CRD 158916File 801-72736
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$240.6M
Below cohort median (national)
Discretionary AUM
$240.6M
Clients
667
1,866 accounts
Employees
20
Below cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 28, 2011
- Principal office
- 3568 WILDWOOD AVENUE, JACKSON, MI, 49202
- Phone
- (517) 435-4040
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $240.6M
- Discretionary AUM
- $240.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,866
- Non-discretionary accounts
- 0
- Total accounts
- 1,866
- AUM per client
- $361K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 2 | $8.4M |
| High net worth individuals | 99 | $115.3M |
| Individuals (other than high net worth individuals) | 566 | $116.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 17 | 20 | increased by3 |
| Apr 1, 2026 | Clients | 708 | 667 | decreased by41 |
| Apr 1, 2026 | AUM | $241,700,000 | $240,609,821 | decreased by$1,090,179 |
| Apr 1, 2026 | Accounts | 1,899 | 1,866 | decreased by33 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 749 | 708 | decreased by41 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $273,548,051 | $241,700,000 | decreased by$31,848,051 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,549 | 1,899 | decreased by650 |
| Apr 1, 2022 | Employees | 16 | 17 | increased by1 |
| Apr 1, 2022 | Clients | 811 | 749 | decreased by62 |
| Apr 1, 2022 | AUM | $252,806,707 | $273,548,051 | increased by$20,741,344 |
| Apr 1, 2022 | Accounts | 2,086 | 2,549 | increased by463 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RICHMOND BROTHERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RICHMOND BROTHERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.