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TAGSTONE CAPITAL, INC.
CRD 158864File 801-121704
APPROVED
Retail clients
Custody
Filing as of Feb 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$368.9M
Below cohort median (national)
Discretionary AUM
$364.5M
Non-discretionary $4.4M
Clients
38
228 accounts
Employees
1
Below cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 13, 2021
- Principal office
- 6135 PARK SOUTH DRIVE, SUITE 597, CHARLOTTE, NC, 28210
- Phone
- 704-533-8900
- Website
- HTTPS://TAGSTONECAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $368.9M
- Discretionary AUM
- $364.5M
- Non-discretionary AUM
- $4.4M
- Discretionary accounts
- 216
- Non-discretionary accounts
- 12
- Total accounts
- 228
- AUM per client
- $9.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 38 | $310.7M |
| Pension and profit sharing plans | Fewer than 5 | $57.5M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $745K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 37 | 38 | increased by1 |
| Mar 1, 2026 | AUM | $309,141,000 | $368,884,462 | increased by$59,743,462 |
| Mar 1, 2026 | Accounts | 211 | 228 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 31 | 37 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $229,988,205 | $309,141,000 | increased by$79,152,795 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 31 | 211 | increased by180 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 24 | 31 | increased by7 |
| Apr 1, 2022 | AUM | $118,161,467 | $229,988,205 | increased by$111,826,738 |
| Apr 1, 2022 | Accounts | 95 | 31 | decreased by64 |
| Sep 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TAGSTONE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TAGSTONE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.