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HORIZON FINANCIAL SERVICES, LLC
CRD 158798File 801-113778
APPROVED
Retail clients
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$262.4M
Below cohort median (national)
Discretionary AUM
$262.4M
Clients
395
1,203 accounts
Employees
8
Below cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 6, 2018
- Principal office
- 3880 VEST MILL RD., SUITE 100, WINSTON SALEM, NC, 27103
- Phone
- 336-659-7060
- Website
- HTTP://WWW.HORIZONFS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $262.4M
- Discretionary AUM
- $262.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,203
- Non-discretionary accounts
- 0
- Total accounts
- 1,203
- AUM per client
- $664K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $35 |
| Charitable organizations | Fewer than 5 | $146K |
| High net worth individuals | 94 | $154.8M |
| Pension and profit sharing plans | Fewer than 5 | $2.1M |
| Individuals (other than high net worth individuals) | 297 | $105.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 400 | 395 | decreased by5 |
| Apr 1, 2026 | AUM | $212,623,929 | $262,446,082 | increased by$49,822,153 |
| Apr 1, 2026 | Accounts | 1,136 | 1,203 | increased by67 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 8 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 527 | 400 | decreased by127 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $155,897,906 | $212,623,929 | increased by$56,726,023 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,045 | 1,136 | increased by91 |
| Aug 1, 2022 | Clients | 513 | 527 | increased by14 |
| Aug 1, 2022 | AUM | $175,600,233 | $155,897,906 | decreased by$19,702,327 |
| Aug 1, 2022 | Accounts | 1,012 | 1,045 | increased by33 |
| Feb 1, 2022 | Clients | 518 | 513 | decreased by5 |
| Feb 1, 2022 | AUM | $172,265,403 | $175,600,233 | increased by$3,334,830 |
| Feb 1, 2022 | Accounts | 1,015 | 1,012 | decreased by3 |
| Jan 1, 2022 | Clients | 511 | 518 | increased by7 |
| Jan 1, 2022 | AUM | $159,703,935 | $172,265,403 | increased by$12,561,468 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HORIZON FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HORIZON FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.