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TOKIO MARINE ASSET MANAGEMENT (USA), LTD.
CRD 158632File 801-73271
APPROVED
Filing as of Apr 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.21B
Above cohort median (national)
Discretionary AUM
$1.21B
Clients
1
9 accounts
Employees
16
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 23, 2012
- Principal office
- 60 EAST 42ND STREET, SUITE 3710, NEW YORK, NY, 10165
- Phone
- 212-476-8290
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.21B
- Discretionary AUM
- $1.21B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 9
- Non-discretionary accounts
- 0
- Total accounts
- 9
- AUM per client
- $1.21B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $1.21B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — COST PLUS A PERCENTAGE MARK-UP
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 14 | 16 | increased by2 |
| Apr 1, 2026 | AUM | $1,743,669,445 | $1,210,110,140 | decreased by$533,559,305 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 14 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,653,093,729 | $1,743,669,445 | increased by$90,575,716 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 6 | 9 | increased by3 |
| Mar 1, 2022 | AUM | $1,792,024,597 | $1,653,093,729 | decreased by$138,930,868 |
| Mar 1, 2022 | Accounts | 9 | 6 | decreased by3 |
| Feb 1, 2022 | Employees | 11 | 10 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TOKIO MARINE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TOKIO MARINE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.