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NAPLES GLOBAL ADVISORS
Legal name: NAPLES GLOBAL ADVISORS LLC
CRD 158544File 801-72600
APPROVED
Retail clients
Custody
Filing as of May 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.00B
Top 25% of cohort (national)
Discretionary AUM
$1.95B
Non-discretionary $44.2M
Clients
306
1,791 accounts
Employees
20
Top 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Aug 4, 2011
- Principal office
- 856 3RD AVENUE SOUTH, STE. 200, NAPLES, FL, 34102
- Phone
- 239-776-7900
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.00B
- Discretionary AUM
- $1.95B
- Non-discretionary AUM
- $44.2M
- Discretionary accounts
- 1,548
- Non-discretionary accounts
- 243
- Total accounts
- 1,791
- AUM per client
- $6.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $20.2M |
| Charitable organizations | 13 | $31.8M |
| High net worth individuals | 252 | $1.92B |
| Pension and profit sharing plans | Fewer than 5 | $5.5M |
| Individuals (other than high net worth individuals) | 34 | $18.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 18 | 20 | increased by2 |
| Apr 1, 2026 | Clients | 290 | 306 | increased by16 |
| Apr 1, 2026 | AUM | $1,654,697,768 | $1,996,829,577 | increased by$342,131,809 |
| Apr 1, 2026 | Accounts | 1,688 | 1,791 | increased by103 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 18 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 222 | 290 | increased by68 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,322,761,381 | $1,654,697,768 | increased by$331,936,387 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,191 | 1,688 | increased by497 |
| Apr 1, 2022 | Employees | 15 | 14 | decreased by1 |
| Apr 1, 2022 | Clients | 192 | 222 | increased by30 |
| Apr 1, 2022 | AUM | $901,351,045 | $1,322,761,381 | increased by$421,410,336 |
| Apr 1, 2022 | Accounts | 1,014 | 1,191 | increased by177 |
| Jun 1, 2021 | Employees | 12 | 15 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NAPLES GLOBAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NAPLES GLOBAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.