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GREAT POINT PARTNERS, LLC

CRD 158423File 801-73834
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.78B
Top 25% of cohort (national)
Discretionary AUM
$1.78B
Clients
17
17 accounts
Employees
28
Above cohort median in CT

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
BRO
Registration date
Mar 30, 2012
Principal office
165 MASON STREET, 3RD FLOOR, GREENWICH, CT, 06830
Phone
203-971-3300

Assets & accounts

ADV Item 5F
Total regulatory AUM
$1.78B
Discretionary AUM
$1.78B
Non-discretionary AUM
$0
Discretionary accounts
17
Non-discretionary accounts
0
Total accounts
17
AUM per client
$104.5M

Clients by type

ADV Item 5D
Client typeClientsAUM
Pooled investment vehicles17$1.78B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Apr 1, 2026Employees2628increased by2
Apr 1, 2026Clients1817decreased by1
Apr 1, 2026AUM$1,459,223,157$1,777,101,406increased by$317,878,249
Apr 1, 2026Accounts1817decreased by1
May 1, 2025
vs Oct 1, 2022
DisclosuresYesNo
May 1, 2025
vs Oct 1, 2022
Clients1918decreased by1
May 1, 2025
vs Oct 1, 2022
AUM$1,489,495,689$1,459,223,157decreased by$30,272,532
May 1, 2025
vs Oct 1, 2022
Accounts1918decreased by1
Apr 1, 2022AUM$2,235,882,151$1,489,495,689decreased by$746,386,462
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “GREAT POINT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GREAT POINT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.