MRAZ AND ASSOCIATES

Legal name: MRAZ, AMERINE & ASSOCIATES, INC.

CRD 158338File 801-72742

APPROVED

Retail clients

Custody

Filing as of Jul 1, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$917.5M

Above cohort median (national)

Discretionary AUM

$917.5M

Clients

487

1,289 accounts

Employees

Above cohort median in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: SFRO
Registration date: Sep 22, 2011
Principal office: 1120 13TH STREET, SUITE C, MODESTO, CA, 95354
Phone: (209) 593-5870
Website: http://www.mrazandassociates.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $917.5M
Discretionary AUM: $917.5M
Non-discretionary AUM: $0
Discretionary accounts: 1,289
Non-discretionary accounts: 0
Total accounts: 1,289
AUM per client: $1.9M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	3	$10.0M
Charitable organizations	2	$8.1M
High net worth individuals	221	$772.5M
Pension and profit sharing plans	9	$26.6M
Individuals (other than high net worth individuals)	252	$100.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.