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TLWM FINANCIAL
Legal name: TLWM, LLC
CRD 158305File 801-79214
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$605.4M
Above cohort median (national)
Discretionary AUM
$605.4M
Clients
1,262
2,173 accounts
Employees
11
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Feb 28, 2014
- Principal office
- 40 NE LOOP 410, SUITE 644, SAN ANTONIO, TX, 78216
- Phone
- 1-877-348-8822
- Website
- HTTP://WWW.TLWMADVISOR.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $605.4M
- Discretionary AUM
- $605.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,173
- Non-discretionary accounts
- 0
- Total accounts
- 2,173
- AUM per client
- $480K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $21.1M |
| Charitable organizations | 4 | $1.2M |
| High net worth individuals | 316 | $355.5M |
| Pension and profit sharing plans | Fewer than 5 | $1.0M |
| Individuals (other than high net worth individuals) | 933 | $226.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Subscription fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,208 | 1,262 | increased by54 |
| Apr 1, 2026 | AUM | $577,253,765 | $605,405,861 | increased by$28,152,096 |
| Apr 1, 2026 | Accounts | 2,008 | 2,173 | increased by165 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 11 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 750 | 1,208 | increased by458 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $317,816,726 | $577,253,765 | increased by$259,437,039 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,260 | 2,008 | increased by748 |
| Oct 1, 2022 | AUM | $355,643,496 | $317,816,726 | decreased by$37,826,770 |
| Oct 1, 2022 | Accounts | 1,233 | 1,260 | increased by27 |
| Apr 1, 2022 | Employees | 8 | 7 | decreased by1 |
| Apr 1, 2022 | Clients | 723 | 750 | increased by27 |
| Apr 1, 2022 | AUM | $298,660,715 | $355,643,496 | increased by$56,982,781 |
| Apr 1, 2022 | Accounts | 1,138 | 1,233 | increased by95 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TLWM FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TLWM FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.