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PENSO ADVISORS, LLC
CRD 158297File 801-74297
APPROVED
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.06B
Above cohort median (national)
Discretionary AUM
$61.2M
Non-discretionary $1.00B
Clients
4
8 accounts
Employees
10
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 20, 2012
- Principal office
- 780 THIRD AVENUE, 12TH FLOOR, NEW YORK, NY, 10017
- Phone
- 212-688-8800
- Website
- HTTP://WWW.PENSO.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.06B
- Discretionary AUM
- $61.2M
- Non-discretionary AUM
- $1.00B
- Discretionary accounts
- 4
- Non-discretionary accounts
- 4
- Total accounts
- 8
- AUM per client
- $265.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.1M |
| Other investment advisers | Fewer than 5 | $100.0M |
| Pooled investment vehicles | 4 | $960.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 11 | 10 | decreased by1 |
| Apr 1, 2026 | Clients | 7 | 4 | decreased by3 |
| Apr 1, 2026 | AUM | $1,233,719,715 | $1,061,821,178 | decreased by$171,898,537 |
| Apr 1, 2026 | Accounts | 7 | 8 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 5 | 7 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,177,547,248 | $1,233,719,715 | increased by$56,172,467 |
| Apr 1, 2022 | Employees | 13 | 11 | decreased by2 |
| Apr 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | AUM | $1,108,271,208 | $1,177,547,248 | increased by$69,276,040 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PENSO ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PENSO ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.