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CARSWELL INVESTMENTS, LLC
CRD 158205File 801-72455
APPROVED
Retail clients
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$322.5M
Below cohort median (national)
Discretionary AUM
$322.5M
Clients
175
587 accounts
Employees
2
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 15, 2011
- Principal office
- 6320 FLY ROAD, SUITE 205, EAST SYRACUSE, NY, 13057
- Phone
- (800) 510-6693
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $322.5M
- Discretionary AUM
- $322.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 587
- Non-discretionary accounts
- 0
- Total accounts
- 587
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $3.7M |
| Charitable organizations | 2 | $27.4M |
| High net worth individuals | 38 | $222.1M |
| Individuals (other than high net worth individuals) | 133 | $69.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.