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ASPEN GROVE CAPITAL, LLC
CRD 158166File 801-78138
APPROVED
Retail clients
Custody
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.67B
Top 25% of cohort (national)
Discretionary AUM
$5.54B
Non-discretionary $1.13B
Clients
42
3,287 accounts
Employees
22
Top 10% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- May 31, 2013
- Principal office
- 137 BENCHMARK ROAD, SUITE C103B-2, AVON, CO, 81620
- Phone
- 970-688-4188
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.67B
- Discretionary AUM
- $5.54B
- Non-discretionary AUM
- $1.13B
- Discretionary accounts
- 3,076
- Non-discretionary accounts
- 211
- Total accounts
- 3,287
- AUM per client
- $158.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $23.4M |
| Individuals (other than high net worth individuals) | 40 | $6.65B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 21 | 22 | increased by1 |
| Apr 1, 2026 | Clients | 39 | 42 | increased by3 |
| Apr 1, 2026 | AUM | $5,801,564,475 | $6,669,946,419 | increased by$868,381,944 |
| Apr 1, 2026 | Accounts | 2,970 | 3,287 | increased by317 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 21 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 17 | 39 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,965,668,555 | $5,801,564,475 | increased by$835,895,920 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,718 | 2,970 | increased by1,252 |
| Apr 1, 2022 | Employees | 9 | 13 | increased by4 |
| Apr 1, 2022 | Clients | 11 | 17 | increased by6 |
| Apr 1, 2022 | AUM | $3,728,367,831 | $4,965,668,555 | increased by$1,237,300,724 |
| Apr 1, 2022 | Accounts | 1,151 | 1,718 | increased by567 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ASPEN GROVE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ASPEN GROVE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.