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SEASON INVESTMENTS, LLC
CRD 158070File 801-118924
APPROVED
Retail clients
Disclosure events
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$159.7M
Bottom 25% of cohort (national)
Discretionary AUM
$159.7M
Clients
76
286 accounts
Employees
3
Bottom 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jun 12, 2020
- Principal office
- 102 S TEJON ST, #750, COLORADO SPRINGS, CO, 80903
- Phone
- 719-528-8400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $159.7M
- Discretionary AUM
- $159.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 286
- Non-discretionary accounts
- 0
- Total accounts
- 286
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 37 | $95.9M |
| Pooled investment vehicles | 1 | $45.3M |
| Individuals (other than high net worth individuals) | 38 | $18.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | AUM | $142,639,167 | $159,692,694 | increased by$17,053,527 |
| Apr 1, 2026 | Accounts | 270 | 286 | increased by16 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 5 | 3 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 86 | 76 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $180,285,472 | $142,639,167 | decreased by$37,646,305 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 338 | 270 | decreased by68 |
| Apr 1, 2022 | Clients | 88 | 86 | decreased by2 |
| Apr 1, 2022 | AUM | $151,765,850 | $180,285,472 | increased by$28,519,622 |
| Apr 1, 2022 | Accounts | 346 | 338 | decreased by8 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SEASON INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SEASON INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.