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ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED
CRD 158022File 801-72759
APPROVED
Retail clients
Filing as of Jul 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$28.47B
Top 10% of cohort (national)
Discretionary AUM
$28.03B
Non-discretionary $444.6M
Clients
4,430
4,441 accounts
Employees
304
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Oct 4, 2011
- Principal office
- NEW COURT, ST SWITHIN'S LANE, LONDON, EC4N 8AL
- Phone
- +44 20 7280 5000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $28.47B
- Discretionary AUM
- $28.03B
- Non-discretionary AUM
- $444.6M
- Discretionary accounts
- 4,426
- Non-discretionary accounts
- 15
- Total accounts
- 4,441
- AUM per client
- $6.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 27 | $51.5M |
| Charitable organizations | 96 | $633.2M |
| High net worth individuals | 4,220 | $10.93B |
| Pooled investment vehicles | 27 | $16.81B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 60 | $51.8M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Commissions
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 264 | 304 | increased by40 |
| Apr 1, 2026 | Clients | 4,099 | 4,430 | increased by331 |
| Apr 1, 2026 | AUM | $24,447,122,599 | $28,474,632,132 | increased by$4,027,509,533 |
| Apr 1, 2026 | Accounts | 4,109 | 4,441 | increased by332 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 150 | 264 | increased by114 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,339 | 4,099 | increased by2,760 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $20,124,706,204 | $24,447,122,599 | increased by$4,322,416,395 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,342 | 4,109 | increased by2,767 |
| Apr 1, 2022 | Clients | 1,317 | 1,339 | increased by22 |
| Apr 1, 2022 | AUM | $16,721,747,005 | $20,124,706,204 | increased by$3,402,959,199 |
| Apr 1, 2022 | Accounts | 1,317 | 1,342 | increased by25 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROTHSCHILD WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROTHSCHILD WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.