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HARVEST GLOBAL INVESTMENTS LIMITED
CRD 157964File 801-72429
APPROVED
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.79B
Top 25% of cohort (national)
Discretionary AUM
$3.79B
Clients
21
26 accounts
Employees
32
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jun 22, 2011
- Principal office
- 32/F, LEE GARDEN ONE, 33 HYSAN AVENUE, CAUSEWAY BAY, HONG KONG
- Phone
- 852 3913 3333
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.79B
- Discretionary AUM
- $3.79B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 26
- Non-discretionary accounts
- 0
- Total accounts
- 26
- AUM per client
- $180.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $1.22B |
| Investment companies | 1 | $1.83B |
| Other investment advisers | Fewer than 5 | $475.7M |
| Pooled investment vehicles | 10 | $274.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 29 | 32 | increased by3 |
| Apr 1, 2026 | Clients | 18 | 21 | increased by3 |
| Apr 1, 2026 | AUM | $4,248,308,634 | $3,794,257,608 | decreased by$454,051,026 |
| Apr 1, 2026 | Accounts | 23 | 26 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 52 | 29 | decreased by23 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 28 | 18 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,787,723,633 | $4,248,308,634 | decreased by$539,414,999 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 29 | 23 | decreased by6 |
| Apr 1, 2022 | Employees | 68 | 52 | decreased by16 |
| Apr 1, 2022 | AUM | $4,761,038,212 | $4,787,723,633 | increased by$26,685,421 |
| Apr 1, 2022 | Accounts | 32 | 29 | decreased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HARVEST GLOBAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HARVEST GLOBAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.