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CAPITAL WEALTH MANAGEMENT, LLC
CRD 157959File 801-76539
APPROVED
Retail clients
Custody
Filing as of Jul 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.14B
Above cohort median (national)
Discretionary AUM
$1.14B
Non-discretionary $636K
Clients
655
660 accounts
Employees
16
Top 25% of cohort in RI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 11, 2012
- Principal office
- 1300 DIVISION ROAD, SUITE 203, WEST WARWICK, RI, 02893
- Phone
- (401) 885-1060
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.14B
- Discretionary AUM
- $1.14B
- Non-discretionary AUM
- $636K
- Discretionary accounts
- 657
- Non-discretionary accounts
- 3
- Total accounts
- 660
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $473K |
| Charitable organizations | Fewer than 5 | $531K |
| High net worth individuals | 423 | $725.7M |
| Pension and profit sharing plans | 52 | $363.1M |
| Individuals (other than high net worth individuals) | 180 | $47.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 17 | 16 | decreased by1 |
| Apr 1, 2026 | Clients | 628 | 655 | increased by27 |
| Apr 1, 2026 | AUM | $1,001,028,285 | $1,137,135,987 | increased by$136,107,702 |
| Apr 1, 2026 | Accounts | 632 | 660 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 16 | 17 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 533 | 628 | increased by95 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $764,545,042 | $1,001,028,285 | increased by$236,483,243 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 534 | 632 | increased by98 |
| Apr 1, 2022 | Employees | 20 | 16 | decreased by4 |
| Apr 1, 2022 | Clients | 548 | 533 | decreased by15 |
| Apr 1, 2022 | AUM | $649,672,606 | $764,545,042 | increased by$114,872,436 |
| Apr 1, 2022 | Accounts | 550 | 534 | decreased by16 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITAL WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITAL WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.