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REDWOOD FINANCIAL NETWORK
Legal name: REDWOOD FINANCIAL NETWORK CORP.
CRD 157834File 801-79617
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$262.8M
Below cohort median (national)
Discretionary AUM
$261.1M
Non-discretionary $1.8M
Clients
1,019
1,019 accounts
Employees
11
Below cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 28, 2014
- Principal office
- 30285 BRUCE INDUSTRIAL PARKWAY, SUITE A, SOLON, OH, 44139
- Phone
- 440-287-5020
- Website
- HTTP://REDWOODFN.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $262.8M
- Discretionary AUM
- $261.1M
- Non-discretionary AUM
- $1.8M
- Discretionary accounts
- 1,009
- Non-discretionary accounts
- 10
- Total accounts
- 1,019
- AUM per client
- $258K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $107K |
| High net worth individuals | 387 | $182.9M |
| Pension and profit sharing plans | 6 | $4.1M |
| Individuals (other than high net worth individuals) | 625 | $75.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SUBSCRIPTION FEES FOR SOFTWARE OR WEB BASED APPLICATIONS
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 968 | 1,019 | increased by51 |
| Apr 1, 2026 | AUM | $225,966,713 | $262,831,870 | increased by$36,865,157 |
| Apr 1, 2026 | Accounts | 968 | 1,019 | increased by51 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 765 | 968 | increased by203 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $180,069,122 | $225,966,713 | increased by$45,897,591 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 765 | 968 | increased by203 |
| Apr 1, 2022 | Employees | 9 | 11 | increased by2 |
| Apr 1, 2022 | Clients | 446 | 765 | increased by319 |
| Apr 1, 2022 | AUM | $150,792,470 | $180,069,122 | increased by$29,276,652 |
| Apr 1, 2022 | Accounts | 1,331 | 765 | decreased by566 |
| Oct 1, 2021 | Employees | 10 | 9 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “REDWOOD FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“REDWOOD FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.