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PRINCETON FUND ADVISORS, LLC
CRD 157821File 801-72525
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$780.0M
Above cohort median (national)
Discretionary AUM
$780.0M
Clients
6
6 accounts
Employees
8
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jun 30, 2011
- Principal office
- 1580 LINCOLN STREET, SUITE 680, DENVER, CO, 80203
- Phone
- 303-382-2880
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $780.0M
- Discretionary AUM
- $780.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 6
- Non-discretionary accounts
- 0
- Total accounts
- 6
- AUM per client
- $130.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 6 | $780.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Employees | 61 | 8 | decreased by53 |
| Apr 1, 2026 | AUM | $806,179,100 | $780,000,000 | decreased by$26,179,100 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 33 | 61 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 12 | 6 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,226,354,563 | $806,179,100 | decreased by$420,175,463 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 12 | 6 | decreased by6 |
| Apr 1, 2022 | Employees | 30 | 33 | increased by3 |
| Apr 1, 2022 | Clients | 10 | 12 | increased by2 |
| Apr 1, 2022 | AUM | $954,898,605 | $1,226,354,563 | increased by$271,455,958 |
| Apr 1, 2022 | Accounts | 10 | 12 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PRINCETON FUND” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PRINCETON FUND” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.