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WWM FINANCIAL
Legal name: WOLFF WIESE MAGANA LLC
CRD 157620File 801-72588
APPROVED
Retail clients
Filing as of Apr 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$381.8M
Below cohort median (national)
Discretionary AUM
$359.2M
Non-discretionary $22.6M
Clients
570
1,682 accounts
Employees
8
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 29, 2011
- Principal office
- 2131 PALOMAR AIRPORT RD., SUITE 330, CARSLBAD, CA, 92011
- Phone
- (760) 692-5190
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $381.8M
- Discretionary AUM
- $359.2M
- Non-discretionary AUM
- $22.6M
- Discretionary accounts
- 1,632
- Non-discretionary accounts
- 50
- Total accounts
- 1,682
- AUM per client
- $670K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $3.9M |
| High net worth individuals | 103 | $262.0M |
| Pension and profit sharing plans | 15 | $17.8M |
| Individuals (other than high net worth individuals) | 442 | $98.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.