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RESEARCH & PORTFOLIO MANAGEMENT
Legal name: MCW FINANCIAL, INC.
CRD 157609File 801-121337
APPROVED
Retail clients
Filing as of Mar 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$160.8M
Bottom 25% of cohort (national)
Discretionary AUM
$155.1M
Non-discretionary $5.7M
Clients
259
259 accounts
Employees
3
Bottom 25% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 28, 2021
- Principal office
- 634 BUTTERMILK PIKE, CRESCENT SPRINGS, KY, 41017-1302
- Phone
- (859) 578-2200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $160.8M
- Discretionary AUM
- $155.1M
- Non-discretionary AUM
- $5.7M
- Discretionary accounts
- 252
- Non-discretionary accounts
- 7
- Total accounts
- 259
- AUM per client
- $621K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 54 | $133.6M |
| Individuals (other than high net worth individuals) | 205 | $27.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.