← Directory
RESEARCH & PORTFOLIO MANAGEMENT
Legal name: MCW FINANCIAL, INC.
CRD 157609File 801-121337
APPROVED
Retail clients
Filing as of Mar 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$160.8M
Bottom 25% of cohort (national)
Discretionary AUM
$155.1M
Non-discretionary $5.7M
Clients
259
259 accounts
Employees
3
Bottom 25% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 28, 2021
- Principal office
- 634 BUTTERMILK PIKE, CRESCENT SPRINGS, KY, 41017-1302
- Phone
- (859) 578-2200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $160.8M
- Discretionary AUM
- $155.1M
- Non-discretionary AUM
- $5.7M
- Discretionary accounts
- 252
- Non-discretionary accounts
- 7
- Total accounts
- 259
- AUM per client
- $621K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 54 | $133.6M |
| Individuals (other than high net worth individuals) | 205 | $27.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 4 | 3 | decreased by1 |
| Apr 1, 2026 | Clients | 262 | 259 | decreased by3 |
| Apr 1, 2026 | AUM | $134,654,219 | $160,806,297 | increased by$26,152,078 |
| Apr 1, 2026 | Accounts | 263 | 259 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 200 | 262 | increased by62 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $121,824,804 | $134,654,219 | increased by$12,829,415 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 200 | 263 | increased by63 |
| Apr 1, 2022 | Clients | 281 | 200 | decreased by81 |
| Apr 1, 2022 | AUM | $115,687,125 | $121,824,804 | increased by$6,137,679 |
| Apr 1, 2022 | Accounts | 432 | 200 | decreased by232 |
| Jun 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RESEARCH PORTFOLIO” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RESEARCH PORTFOLIO” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.