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HAPANOWICZ FINANCIAL
Legal name: HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.
CRD 157523File 801-72352
APPROVED
Retail clients
Filing as of Jun 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$622.3M
Above cohort median (national)
Discretionary AUM
$519.5M
Non-discretionary $102.8M
Clients
640
1,016 accounts
Employees
13
Above cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- May 18, 2011
- Principal office
- FOSTER PLAZA 6, 681 ANDERSEN DRIVE, SUITE 100, PITTSBURGH, PA, 15220
- Phone
- 412-261-5966
- Website
- HTTPS://WWW.HAPFINANCIAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $622.3M
- Discretionary AUM
- $519.5M
- Non-discretionary AUM
- $102.8M
- Discretionary accounts
- 1,004
- Non-discretionary accounts
- 12
- Total accounts
- 1,016
- AUM per client
- $972K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 178 | $378.0M |
| Pension and profit sharing plans | Fewer than 5 | $1.2M |
| Individuals (other than high net worth individuals) | 462 | $140.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PLANNING FEES BASED ON A PERCENTAGE OF CLIENT'S INCOME
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 652 | 640 | decreased by12 |
| Feb 1, 2026 | Clients | 622 | 652 | increased by30 |
| Feb 1, 2026 | AUM | $574,669,714 | $622,317,239 | increased by$47,647,525 |
| Feb 1, 2026 | Accounts | 926 | 1,016 | increased by90 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 13 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 514 | 622 | increased by108 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $510,452,688 | $574,669,714 | increased by$64,217,026 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 724 | 926 | increased by202 |
| Mar 1, 2022 | Employees | 10 | 11 | increased by1 |
| Mar 1, 2022 | Clients | 462 | 514 | increased by52 |
| Mar 1, 2022 | AUM | $420,044,149 | $510,452,688 | increased by$90,408,539 |
| Mar 1, 2022 | Accounts | 647 | 724 | increased by77 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HAPANOWICZ FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HAPANOWICZ FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.