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HAPANOWICZ FINANCIAL
Legal name: HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.
CRD 157523File 801-72352
APPROVED
Retail clients
Filing as of Jun 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$622.3M
Above cohort median (national)
Discretionary AUM
$519.5M
Non-discretionary $102.8M
Clients
640
1,016 accounts
Employees
13
Above cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- May 18, 2011
- Principal office
- FOSTER PLAZA 6, 681 ANDERSEN DRIVE, SUITE 100, PITTSBURGH, PA, 15220
- Phone
- 412-261-5966
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $622.3M
- Discretionary AUM
- $519.5M
- Non-discretionary AUM
- $102.8M
- Discretionary accounts
- 1,004
- Non-discretionary accounts
- 12
- Total accounts
- 1,016
- AUM per client
- $972K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 178 | $378.0M |
| Pension and profit sharing plans | Fewer than 5 | $1.2M |
| Individuals (other than high net worth individuals) | 462 | $140.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PLANNING FEES BASED ON A PERCENTAGE OF CLIENT'S INCOME
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 652 | 640 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.