← Directory
WAYPOINTS FINANCIAL
Legal name: WAYPOINTS FINANCIAL, LLC
CRD 157494File 801-130707
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 19, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$157.7M
Bottom 25% of cohort (national)
Discretionary AUM
$157.7M
Clients
430
648 accounts
Employees
3
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jul 19, 2024
- Principal office
- 149 EAST CENTER AVENUE, SEBRING, FL, 33870
- Phone
- 863-402-5650
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $157.7M
- Discretionary AUM
- $157.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 648
- Non-discretionary accounts
- 0
- Total accounts
- 648
- AUM per client
- $367K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $2.4M |
| High net worth individuals | 32 | $98.6M |
| Individuals (other than high net worth individuals) | 396 | $56.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.