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SOUND POINT CAPITAL MANAGEMENT, LP
CRD 157479File 801-72515
APPROVED
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$36.98B
Top 10% of cohort (national)
Discretionary AUM
$36.98B
Non-discretionary $5
Clients
161
162 accounts
Employees
200
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 12, 2011
- Principal office
- 375 PARK AVENUE, 34TH FLOOR, NEW YORK, NY, 10152
- Phone
- (212) 895-2280
- Website
- HTTP://WWW.SOUNDPOINTCAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $36.98B
- Discretionary AUM
- $36.98B
- Non-discretionary AUM
- $5
- Discretionary accounts
- 158
- Non-discretionary accounts
- 4
- Total accounts
- 162
- AUM per client
- $229.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $289.6M |
| Insurance companies | 13 | $946.6M |
| Investment companies | 1 | $0 |
| Pooled investment vehicles | 142 | $35.14B |
| Business development companies | 1 | $601.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — EARLY REDEMPTION FEES MAY BE CHARGED BY THE PRIVATE FUNDS
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 182 | 200 | increased by18 |
| Apr 1, 2026 | Clients | 159 | 161 | increased by2 |
| Apr 1, 2026 | AUM | $34,468,662,047 | $36,980,461,403 | increased by$2,511,799,356 |
| Apr 1, 2026 | Accounts | 159 | 162 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 120 | 182 | increased by62 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 103 | 159 | increased by56 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $25,828,139,661 | $34,468,662,047 | increased by$8,640,522,386 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 104 | 159 | increased by55 |
| Jun 1, 2022 | Employees | 84 | 120 | increased by36 |
| Apr 1, 2022 | Clients | 63 | 103 | increased by40 |
| Apr 1, 2022 | AUM | $18,340,356,091 | $25,828,139,661 | increased by$7,487,783,570 |
| Apr 1, 2022 | Accounts | 63 | 104 | increased by41 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SOUND POINT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOUND POINT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.