L CATTERTON

Legal name: CATTERTON MANAGEMENT COMPANY, L.L.C.

CRD 157428File 801-72426

APPROVED

Custody

Filing as of Jun 15, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$30.84B

Top 10% of cohort (national)

Discretionary AUM

$30.84B

Clients

88 accounts

Employees

183

Top 10% of cohort in CT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Jun 2, 2011
Principal office: 599 WEST PUTNAM AVENUE, GREENWICH, CT, 06830
Phone: 203-629-4901
Website: HTTP://WWW.LCATTERTON.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $30.84B
Discretionary AUM: $30.84B
Non-discretionary AUM: $0
Discretionary accounts: 88
Non-discretionary accounts: 0
Total accounts: 88
AUM per client: $350.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	88	$30.84B

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Jul 1, 2026	AUM	$30,902,828,338	$30,842,978,104	decreased by$59,850,234
Apr 1, 2026	Employees	194	183	decreased by11
Apr 1, 2026	Clients	74	88	increased by14
Apr 1, 2026	AUM	$29,585,213,838	$30,902,828,338	increased by$1,317,614,500
Apr 1, 2026	Accounts	74	88	increased by14
Dec 1, 2025 vs May 1, 2025	AUM	$29,720,655,565	$29,585,213,838	decreased by$135,441,727
May 1, 2025 vs Oct 1, 2022	Employees	165	194	increased by29
May 1, 2025 vs Oct 1, 2022	Clients	56	74	increased by18
May 1, 2025 vs Oct 1, 2022	AUM	$22,988,455,308	$29,720,655,565	increased by$6,732,200,257
May 1, 2025 vs Oct 1, 2022	Accounts	56	74	increased by18
Aug 1, 2022	AUM	$23,099,793,864	$22,988,455,308	decreased by$111,338,556
Apr 1, 2022	Employees	147	165	increased by18
Apr 1, 2022	Clients	61	56	decreased by5
Apr 1, 2022	AUM	$19,833,768,588	$23,099,793,864	increased by$3,266,025,276
Apr 1, 2022	Accounts	61	56	decreased by5

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “CATTERTON” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CATTERTON” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.