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ALPHASTAR CAPITAL MANAGEMENT
Legal name: ALPHASTAR CAPITAL MANAGEMENT, LLC
CRD 157423File 801-72361
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.50B
Top 25% of cohort (national)
Discretionary AUM
$2.49B
Non-discretionary $1.4M
Clients
8,525
15,795 accounts
Employees
150
Top 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 18, 2011
- Principal office
- 19520 WEST CATAWBA AVENUE, SUITE 112, CORNELIUS, NC, 28031
- Phone
- 855-340-2514
- Website
- HTTP://WWW.ALPHASTARCM.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.50B
- Discretionary AUM
- $2.49B
- Non-discretionary AUM
- $1.4M
- Discretionary accounts
- 15,777
- Non-discretionary accounts
- 18
- Total accounts
- 15,795
- AUM per client
- $293K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 21 | $8.8M |
| Charitable organizations | 13 | $3.8M |
| Other investment advisers | 5 | $200.8M |
| High net worth individuals | 415 | $790.6M |
| Pension and profit sharing plans | 20 | $48.5M |
| Individuals (other than high net worth individuals) | 8,051 | $1.44B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 124 | 150 | increased by26 |
| Apr 1, 2026 | Clients | 11,592 | 8,525 | decreased by3,067 |
| Apr 1, 2026 | AUM | $1,841,154,148 | $2,496,202,761 | increased by$655,048,613 |
| Apr 1, 2026 | Accounts | 11,592 | 15,795 | increased by4,203 |
| Dec 1, 2025 vs May 1, 2025 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Employees | 134 | 124 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 8,166 | 11,592 | increased by3,426 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,567,171,002 | $1,841,154,148 | increased by$273,983,146 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 12,425 | 11,592 | decreased by833 |
| Apr 1, 2022 | Employees | 128 | 134 | increased by6 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 5,841 | 8,166 | increased by2,325 |
| Apr 1, 2022 | AUM | $804,553,597 | $1,567,171,002 | increased by$762,617,405 |
| Apr 1, 2022 | Accounts | 5,851 | 12,425 | increased by6,574 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALPHASTAR CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALPHASTAR CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.