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SPECTRUM GROUP MANAGEMENT
Legal name: SPECTRUM GROUP MANAGEMENT LLC
CRD 157363File 802-135070
ACTIVE
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
Not reported
Discretionary AUM
Not reported
Clients
0
Not reported accounts
Employees
Not reported
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- ERA
- SEC region
- NYRO
- Registration date
- Dec 2, 2025
- Principal office
- 24 WEST CARVER STREET, 2ND FLOOR, HUNTINGTON, NY, 11743
- Phone
- 212-687-9555
- Website
- HTTP://WWW.SPECTRUMGP.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- Not reported
- Discretionary AUM
- Not reported
- Non-discretionary AUM
- Not reported
- Discretionary accounts
- Not reported
- Non-discretionary accounts
- Not reported
- Total accounts
- Not reported
- AUM per client
- —
Clients by type
ADV Item 5DNo client-type detail reported.
Compensation & activities
ADV Items 5E, 5GCompensation
- Not reported.
Advisory activities
- Not reported.
Custody
ADV Item 9- Firm Custody Cash
- Not reported
- Firm Custody Assets
- Not reported
- Firm Custody Clients
- Not reported
- Firm Custody Securities
- Not reported
- Related Person Custody Cash
- Not reported
- Related Person Custody Assets
- Not reported
- Related Person Custody Clients
- Not reported
- Related Person Custody Securities
- Not reported
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | Registration | — | ACTIVE | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 10 | 12 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $404,077,826 | $175,954,337 | decreased by$228,123,489 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 10 | 12 | increased by2 |
| Apr 1, 2022 | Employees | 9 | 6 | decreased by3 |
| Apr 1, 2022 | AUM | $338,789,357 | $404,077,826 | increased by$65,288,469 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SPECTRUM GROUP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SPECTRUM GROUP” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.