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DANIEL INVESTMENT ASSOCIATES, LLC
CRD 157284File 801-77862
APPROVED
Retail clients
Disclosure events
Filing as of Mar 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$225.3M
Below cohort median (national)
Discretionary AUM
$204K
Non-discretionary $225.0M
Clients
33
33 accounts
Employees
1
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 2, 2013
- Principal office
- 923 SAINT VINCENT AVENUE, SUITE B, SANTA BARBARA, CA, 93101
- Phone
- 805-845-7724
- Website
- https://www.diasocal.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $225.3M
- Discretionary AUM
- $204K
- Non-discretionary AUM
- $225.0M
- Discretionary accounts
- 1
- Non-discretionary accounts
- 32
- Total accounts
- 33
- AUM per client
- $6.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 5 | $39.8M |
| High net worth individuals | 28 | $185.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.