DOCK STREET CAPITAL MANAGEMENT LLC

CRD 157155File 801-77192

APPROVED

Filing as of Jan 12, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$1.65B

Top 25% of cohort (national)

Discretionary AUM

Non-discretionary $1.65B

Clients

60 accounts

Employees

Above cohort median in CT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Oct 3, 2012
Principal office: 575-B RIVERSIDE AVENUE, WESTPORT, CT, 06880
Phone: 212-457-8258
Website: HTTP://WWW.DOCKSTREETCAP.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.65B
Discretionary AUM: $0
Non-discretionary AUM: $1.65B
Discretionary accounts: 0
Non-discretionary accounts: 60
Total accounts: 60
AUM per client: —

Clients by type

ADV Item 5D

No client-type detail reported.

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Aug 17, 2026	Clients	60	0	decreased by60
Feb 1, 2026	Clients	68	60	decreased by8
Feb 1, 2026	AUM	$1,330,710,296	$1,652,212,784	increased by$321,502,488
Feb 1, 2026	Accounts	68	60	decreased by8
May 1, 2025 vs Oct 1, 2022	Employees	3	4	increased by1
May 1, 2025 vs Oct 1, 2022	Clients	57	68	increased by11
May 1, 2025 vs Oct 1, 2022	AUM	$2,647,313,175	$1,330,710,296	decreased by$1,316,602,879
May 1, 2025 vs Oct 1, 2022	Accounts	57	68	increased by11
Feb 1, 2022	Employees	4	3	decreased by1
Feb 1, 2022	Clients	49	57	increased by8
Feb 1, 2022	AUM	$2,884,082,179	$2,647,313,175	decreased by$236,769,004
Feb 1, 2022	Accounts	49	57	increased by8
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “DOCK STREET” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DOCK STREET” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.