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RIVERBEND CAPITAL ADVISORS, LLC
CRD 157117File 801-72250
APPROVED
Retail clients
Filing as of Jul 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.10B
Above cohort median (national)
Discretionary AUM
$1.10B
Clients
239
239 accounts
Employees
5
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 8, 2011
- Principal office
- 191 N. WACKER DRIVE, SUITE 875, CHICAGO, IL, 60606
- Phone
- 312-948-5100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.10B
- Discretionary AUM
- $1.10B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 239
- Non-discretionary accounts
- 0
- Total accounts
- 239
- AUM per client
- $4.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 239 | $1.10B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — CONSULTING FEES BASED ON SERVICES PROVIDED AND DURATION
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Clients | 211 | 239 | increased by28 |
| Aug 1, 2026 | AUM | $964,822,724 | $1,104,592,273 | increased by$139,769,549 |
| Aug 1, 2026 | Accounts | 211 | 239 | increased by28 |
| Apr 1, 2026 | Clients | 216 | 211 | decreased by5 |
| Apr 1, 2026 | AUM | $820,471,173 | $964,822,724 | increased by$144,351,551 |
| Apr 1, 2026 | Accounts | 233 | 211 | decreased by22 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 214 | 216 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $605,380,179 | $820,471,173 | increased by$215,090,994 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 234 | 233 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2 | 5 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 145 | 214 | increased by69 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $326,969,731 | $605,380,179 | increased by$278,410,448 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 160 | 234 | increased by74 |
| Apr 1, 2022 | Clients | 180 | 145 | decreased by35 |
| Apr 1, 2022 | AUM | $350,435,404 | $326,969,731 | decreased by$23,465,673 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RIVERBEND CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RIVERBEND CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.