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SUMMIT GLOBAL INVESTMENTS, LLC
CRD 157091File 801-76631
APPROVED
Retail clients
Custody
Filing as of Jun 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.29B
Top 25% of cohort (national)
Discretionary AUM
$2.29B
Clients
7,475
10,822 accounts
Employees
37
Top 25% of cohort in UT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- May 10, 2012
- Principal office
- 620 SOUTH MAIN STREET, BOUNTIFUL, UT, 84010
- Phone
- 888-251-4847
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.29B
- Discretionary AUM
- $2.29B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 10,822
- Non-discretionary accounts
- 0
- Total accounts
- 10,822
- AUM per client
- $307K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 55 | $296.8M |
| Investment companies | 11 | $1.34B |
| High net worth individuals | 277 | $350.9M |
| Pooled investment vehicles | 2 | $1.3M |
| Individuals (other than high net worth individuals) | 7,130 | $303.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ESTATE PLANNING & FINANCIAL PLANNING
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 32 | 37 | increased by5 |
| Apr 1, 2026 | Clients | 6,923 | 7,475 | increased by552 |
| Apr 1, 2026 | AUM | $1,921,141,101 | $2,291,949,405 | increased by$370,808,304 |
| Apr 1, 2026 | Accounts | 6,923 | 10,822 | increased by3,899 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 28 | 32 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,161 | 6,923 | increased by4,762 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,758,129,701 | $1,921,141,101 | increased by$163,011,400 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,929 | 6,923 | increased by3,994 |
| Apr 1, 2022 | Employees | 22 | 28 | increased by6 |
| Apr 1, 2022 | Clients | 1,668 | 2,161 | increased by493 |
| Apr 1, 2022 | AUM | $1,615,639,040 | $1,758,129,701 | increased by$142,490,661 |
| Apr 1, 2022 | Accounts | 2,109 | 2,929 | increased by820 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SUMMIT GLOBAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SUMMIT GLOBAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.